GENERAL INFORMATION SHEET
STOCK CORPORATION

GENERAL INSTRUCTIONS ON THE USE OF THE REVISED GENERAL INFORMATION SHEET (GIS)

1. THIS REPORT IS TO BE SUBMITTED WITIN THRITY (30) CALENDAR DAYS FOLLOWING THE DATE OF THE ANNUAL STOCKHOLDERS MEETING. DO NOT LEAVE ANY ITEM BLANK. WRITE N.A. IF INFORMATION REQUIRED IS NOT APPLICABLE TO THE CORPORATION.

2. IF NO MEETING WAS HELD, THE CORPORATION SHALL SUBMIT THE GIS TOGETHER WITH AN    AFFIDAVIT OF NON-HOLDING OF MEETING WITHIN THIRTY (30) CALENDAR DAYS FROM THE DATE OF THE SCHEDULED ANNUAL/SPECIAL MEETING (AS PROVIDED IN THE BY-LAWS.

3. THE REPORT SHOULD BE CERTIFIED AND SWORN TO BY THE CORPORATE SECRETARY, OR BY THE PRESIDENT OR ANY DULY AUTHORIZED OFFICER OF THE CORPORATION.

4. SUBMIT THREE (3) COPIES TO THE RECORDS DIVISION, GROUND FLOOR, SEC BUILDING, EDSA, GREENHILLS, MANDALUYONG CITY, METRO MANILA.

5. SHADED BOXES ARE FOR SEC PERSONNEL.

6. ONLY THE GIS ACCOMPLISHED IN ACCORDANCE WITH THE HEREIN INSTRUCTIONS SHALL BE CONSIDERED AS HAVING BEEN FILED/SUBMITTED

ACTUAL DATE OF ANNUAL/SPECIAL MEETING:

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REG NO. DATE OF ANNUAL MEETING PER BY-LAWS FISCAL YEAR ENDS
CORPORATE NAME:    DUKES & COMPANY SECURITIES CORPORATION
ADDRESS/PRINCIPAL OFFICE BASED ON LATEST ARTICLES OF INCORPORATION AREA CODE:
PRESENT ADDRESS: AREA CODE:
TELEPHONE NO. FAX NO. CORPORATE TIN
PRIMARY PURPOSE/ACTIVITY PRESENTLY ENGAGED IN INDUSTRY CLASSIFICATION
INDUSTRY CODE
PARENT COMPANY REG. NO. COMPANY NAME AND ADDRESS
SUBSIDIANRY/AFFILIATE   REG. NO. COMPANY NAME AND ADDRESS
TOTAL NUMBER OF EMPLOYEES
SUPERVISORY
 
NON-SUPERVISORY
TOTAL NUMBER OF MANAGERS/OFFICERS TOTAL ANNUAL COMPENSATION OF DIRECTORS DURING THE PRECEDING FISCAL YEAR WITH SEC/OTHER GOVT AGENCY? SECONDARY LICENSE? (Y/N)     RS NO
    PENDING
CERTIFIED CORRECT:  
                                      SIGNATURE OVER PRINTED NAME AND POSITION

NOTE: SHADED BOXES ARE FOR SEC PERSONNEL. USE ADDITIONAL SHEET/ANNEX IF NECESSARY

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